Professionally drafted banking & finance policies — editable Word templates for banks, deposit-taking institutions and finance companies.

Policy shopOperational Risk

Operational Risk AUS Plan

FCS Operational Plan

A professionally drafted FCS Operational Plan for banks, deposit-taking institutions and finance companies, covering operational risk identification, controls and reporting. Australian edition, designed around the Australian regulatory framework (APRA, ASIC and AUSTRAC) as at the last-reviewed date shown — verify currency for your circumstances before use. Supplied as a fully editable Microsoft Word document, de-identified and ready to adapt to your organisation. Typical owner: Chief Operating Officer; approval: Chief Executive Officer.

Typical ownerChief Operating Officer
Typical approvalChief Executive Officer
Length~3,729 words (approx. 9 pages)
Last reviewedMarch 2026 — verify currency for your circumstances before use
FormatMicrosoft Word (.docx), fully editable
DeliveryInstant download after purchase; re-download any time from your account
LicenceSingle-organisation licence
GuaranteeMaterially defective or misdescribed? We'll resupply, replace or refund within 30 days — see Terms

What's inside

  • 1. Introduction
  • 2. Objectives
  • 3. Principles
  • 4. What requirements we need to satisfy to comply with APS 910?
  • 5. How will we ensure we meet APS 910 requirements on ongoing basis?
  • 7. FCS Operational Plan Administration Information
  • Policy Administration Information
Please note: this is a template prepared in good faith, not legal or compliance advice. Your organisation must review, tailor and approve it before use. Full disclaimer.

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