Governance Policy

A professionally drafted Governance Policy for banks, deposit-taking institutions and finance companies, covering product design, distribution and disclosure obligations. Australian edition, designed around the Australian regulatory framework (APRA, ASIC and AUSTRAC) as at the last-reviewed date shown — verify currency for your circumstances before use. Supplied as a fully editable Microsoft Word document, de-identified and ready to adapt to your organisation. Typical owner: Chief Product Officer; approval: Board of Directors.

What's inside

• 1. Introduction
• 2. Governance Policy
• 3. Governance Arrangements – The Board
• 4. Governance Arrangements - Senior Management
• 5. Remuneration
• 6. Audit Arrangements
• 7. Board Risk Committee
• 8. Executive Committees
• 9. Approval, Implementation and Review
• 10. Compliance
• 11. Confidentiality
• Appendix A – Board Charter
• Appendix B – Board Audit Committee Charter
• Appendix C – Internal Audit Charter
• Appendix D – Board Risk Committee Charter
• Appendix E – Board Remuneration Committee Charter
• Appendix G – Executive Risk Committee Charter
• Appendix H – Asset and Liability Committee Charter
• Appendix I – Executive Credit Approval Committee Charter
• Appendix J – Board Skills Matrix
• Policy Administration Information

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